Vault-13

ABB LTD ABBNY

SPONSORED ADR · ADR · CUSIP 000375204

452 institutional holders +47 vs Q3 2022
98,569,18698.6m shares reported held*
$3.0bnreported value*
69 new 129 added 150 reduced 42 sold out net sold ≈ $128.9m (-4.2m shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once ($4.9m this quarter). Holder counts are more reliable. Implied quarter-end price ≈ $30.49. Options: 11 managers hold calls ($55.4m notional), 11 hold puts ($51.4m).

Trends to Q4 2022

Institutional holders

Managers reporting a position, each quarter

0200400600Q3 22: 405Q4 22: 452452Q3 22Q4 22
Numbers
QuarterHolders
Q3 2022405
Q4 2022452

Calls vs puts

Options held, notional value, last 4 quarters. P/C = puts ÷ calls

CallsPuts
$0$20m$40m$60mQ3 22 calls: $43.4mQ3 22 puts: $22.6mQ3 22P/C 0.52Q4 22 calls: $55.4mQ4 22 puts: $51.4mQ4 22P/C 0.93
Numbers
QuarterCallsPutsP/C
Q3 2022$43.4m$22.6m0.52
Q4 2022$55.4m$51.4m0.93

Biggest buyers

MILLENNIUM MANAGEMENT LLC Added +431,194+431.2k
RENAISSANCE TECHNOLOGIES LLC Added +369,200+369.2k
MORGAN STANLEY Added +295,580+295.6k
CITADEL ADVISORS LLC New +276,147+276.1k
Cerity Partners LLC Added +215,837+215.8k
Fisher Asset Management, LLC Added +196,230+196.2k
Chevy Chase Trust Holdings, LLC Added +175,052+175.1k
NATIONAL BANK OF CANADA /FI/ Added +161,914+161.9k
Balyasny Asset Management L.P. New +150,107+150.1k
FMR LLC Added +123,472+123.5k

Biggest sellers

Capital International Investors Reduced -1,472,743-1.5m
D. E. Shaw & Co., Inc. Reduced -1,357,819-1.4m
LAZARD ASSET MANAGEMENT LLC Reduced -831,152-831.2k
BANK OF AMERICA CORP /DE/ Reduced -808,301-808.3k
UBS Group AG Reduced -499,371-499.4k
MAKENA CAPITAL MANAGEMENT LLC Sold out -379,826-379.8k
WELLS FARGO & COMPANY/MN Reduced -251,834-251.8k
VANTAGE WEALTH Sold out -241,400-241.4k
JANE STREET GROUP, LLC Reduced -209,174-209.2k
ROYAL BANK OF CANADA Reduced -187,828-187.8k

Biggest calls

SUSQUEHANNA INTERNATIONAL GROUP, LLP Added $24.8m815.2k shares
Optiver Holding B.V. Reduced $7.7m253.9k shares
CITADEL ADVISORS LLC Added $6.9m225.4k shares
GROUP ONE TRADING LLC Reduced $6.1m198.9k shares
Twin Tree Management, LP New $6.0m198.1k shares
Walleye Trading LLC Added $2.5m80.5k shares
SIMPLEX TRADING, LLC Added $1.2m82.8k shares
JANE STREET GROUP, LLC Reduced $228.4k7.5k shares
Parallax Volatility Advisers, L.P. Reduced $18.3k600 shares
Cutler Group LLC / CA Added $17.0k13.0k shares

Biggest puts

Twin Tree Management, LP New $24.3m797.9k shares
Optiver Holding B.V. Added $12.5m408.9k shares
CITADEL ADVISORS LLC Added $7.1m232.7k shares
SUSQUEHANNA INTERNATIONAL GROUP, LLP Reduced $2.1m70.2k shares
GROUP ONE TRADING LLC Added $1.9m63.0k shares
SIMPLEX TRADING, LLC Added $1.4m95.7k shares
Parallax Volatility Advisers, L.P. New $1.2m39.7k shares
Walleye Trading LLC Added $761.5k25.0k shares
UBS Group AG Added $45.7k1.5k shares
Cutler Group LLC / CA Added $1.0k4.2k shares

Options at notional value: the value of the shares the contracts control, as filers report them, not what the options cost. Not included in the holders, shares or buying above.

Insider purchases and sales in Q4 2022

Shares bought or sold by the company's own officers, directors and 10% owners, in the open market or privately, as they reported to the SEC on Form 4 (due within two business days of the trade). Grants, option exercises, shares withheld for tax and gifts aren't included.

None reported in Q4 2022.

Holders, Q4 2022

#ManagerLocationShares Value% of their portfolioChangeShares change
1 Fisher Asset Management, LLC 0.43% of their portfolio PLANO, TX 20,864,28120.9m $635.5m $635.5m 0.43% Added +196.2k +196,230
2 Capital International Investors 0.15% of their portfolio Los Angeles, CA 18,434,85218.4m $563.9m $563.9m 0.15% Reduced -1.5m -1,472,743
3 BANK OF AMERICA CORP /DE/ 0.02% of their portfolio CHARLOTTE, NC 5,996,5516.0m $182.7m $182.7m 0.02% Reduced -808.3k -808,301
4 MORGAN STANLEY 0.02% of their portfolio NEW YORK, NY 5,316,2705.3m $161.9m $161.9m 0.02% Added +295.6k +295,580
5 NORTHERN TRUST CORP 0.02% of their portfolio CHICAGO, IL 3,264,8263.3m $99.4m $99.4m 0.02% Reduced -43.6k -43,589
6 LAZARD ASSET MANAGEMENT LLC 0.13% of their portfolio NEW YORK, NY 3,166,7103.2m $96.5m $96.5m 0.13% Reduced -831.2k -831,152
7 ROYAL BANK OF CANADA 0.02% of their portfolio TORONTO, A6 2,639,0692.6m $80.4m $80.4m 0.02% Reduced -187.8k -187,828
8 FIRST TRUST ADVISORS LP 0.09% of their portfolio Wheaton, IL 2,370,4112.4m $72.2m $72.2m 0.09% Reduced -21.7k -21,660
9 Chevy Chase Trust Holdings, LLC 0.31% of their portfolio BETHESDA, MD 2,360,8512.4m $71.9m $71.9m 0.31% Added +175.1k +175,052
10 GOLDMAN SACHS GROUP INC 0.02% of their portfolio NEW YORK, NY 2,323,0802.3m $70.8m $70.8m 0.02% Reduced -81.5k -81,485
11 WELLS FARGO & COMPANY/MN 0.02% of their portfolio SAN FRANCISCO, CA 2,106,0652.1m $64.2m $64.2m 0.02% Reduced -251.8k -251,834
12 FMR LLC 0.01% of their portfolio BOSTON, MA 1,669,8711.7m $50.9m $50.9m 0.01% Added +123.5k +123,472
13 BlackRock Inc. 0.00% of their portfolio New York, NY 1,277,2951.3m $38.9m $38.9m 0.00% Added +87.8k +87,836
14 UBS Group AG 0.01% of their portfolio ZURICH, V8 1,014,0711.0m $30.9m $30.9m 0.01% Reduced -499.4k -499,371
15 FOLKETRYGDFONDET 0.65% of their portfolio OSLO, Q8 1,011,4371.0m $30.8m $30.8m 0.65% Added +20.9k +20,883
16 GRANDFIELD & DODD, LLC 2.04% of their portfolio NEW YORK, NY 917,164917.2k $27.9m $27.9m 2.04% Added +11.9k +11,927
17 Baird Financial Group, Inc. 0.07% of their portfolio MILWAUKEE, WI 891,502891.5k $27.2m $27.2m 0.07% Reduced -23.0k -22,960
18 NORTHEAST INVESTMENT MANAGEMENT 1.45% of their portfolio BOSTON, MA 748,886748.9k $22.8m $22.8m 1.45% Added +10.3k +10,349
19 AMERIPRISE FINANCIAL INC 0.01% of their portfolio MINNEAPOLIS, MN 734,852734.9k $22.3m $22.3m 0.01% Added +82.7k +82,722
20 STIFEL FINANCIAL CORP 0.03% of their portfolio ST. LOUIS, MO 731,919731.9k $22.3m $22.3m 0.03% Reduced -39.7k -39,683
21 ENVESTNET ASSET MANAGEMENT INC 0.01% of their portfolio Berwyn, PA 697,901697.9k $21.3m $21.3m 0.01% Reduced -38.6k -38,572
22 MILLENNIUM MANAGEMENT LLC 0.02% of their portfolio NEW YORK, NY 596,554596.6k $18.2m $18.2m 0.02% Added +431.2k +431,194
23 RENAISSANCE TECHNOLOGIES LLC 0.02% of their portfolio NEW YORK, NY 585,400585.4k $17.8m $17.8m 0.02% Added +369.2k +369,200
24 KORNITZER CAPITAL MANAGEMENT INC /KS 0.36% of their portfolio SHAWNEE MISSION, KS 576,900576.9k $17.6m $17.6m 0.36% Added +2.4k +2,400
25 NATIXIS ADVISORS, LLC 0.06% of their portfolio Boston, MA 522,074522.1k $15.9m $15.9m 0.06% Reduced -47.9k -47,929
26 Crossmark Global Holdings, Inc. 0.39% of their portfolio HOUSTON, TX 509,110509.1k $15.5m $15.5m 0.39% Added +6.7k +6,680
27 RAYMOND JAMES & ASSOCIATES 0.01% of their portfolio ST PETERSBURG, FL 499,462499.5k $15.2m $15.2m 0.01% Reduced -49.1k -49,100
28 STATE STREET CORP 0.00% of their portfolio BOSTON, MA 457,653457.7k $13.9m $13.9m 0.00% Added +103.3k +103,293
29 BANK OF MONTREAL /CAN/ 0.01% of their portfolio TORONTO, A6 442,928442.9k $13.6m $13.6m 0.01% Reduced -33.0k -32,974
30 PENN DAVIS MCFARLAND INC 2.52% of their portfolio DALLAS, TX 422,508422.5k $12.9m $12.9m 2.52% Reduced -5.5k -5,503
31 Invesco Ltd. 0.00% of their portfolio ATLANTA, GA 409,509409.5k $12.5m $12.5m 0.00% Reduced -2.0k -2,050
32 Steigerwald, Gordon & Koch Inc. 1.92% of their portfolio LEESBURG, VA 397,013397.0k $12.1m $12.1m 1.92% Added +9.8k +9,776
33 Baker Avenue Asset Management, LP 0.71% of their portfolio SAN FRANCISCO, CA 388,970389.0k $11.8m $11.8m 0.71% Added +12.9k +12,878
34 THORNBURG INVESTMENT MANAGEMENT INC 0.19% of their portfolio SANTA FE, NM 356,397356.4k $11.0m $11.0m 0.19% Reduced -22.0k -22,009
35 VOLORIDGE INVESTMENT MANAGEMENT, LLC 0.05% of their portfolio JUPITER, FL 300,534300.5k $9.2m $9.2m 0.05% Added +18.8k +18,770
36 JANE STREET GROUP, LLC 0.02% of their portfolio NEW YORK, NY 286,075286.1k $8.7m $8.7m 0.02% Reduced -209.2k -209,174
37 CITADEL ADVISORS LLC 0.01% of their portfolio MIAMI, FL 276,147276.1k $8.4m $8.4m 0.01% New
38 Bank of New York Mellon Corp 0.00% of their portfolio NEW YORK, NY 243,517243.5k $7.4m $7.4m 0.00% Reduced -59.4k -59,406
39 GUARDIAN CAPITAL ADVISORS LP 0.91% of their portfolio TORONTO, A6 239,020239.0k $8.0m $8.0m 0.91% Reduced -1.3k -1,280
40 ARROWSTREET CAPITAL, LIMITED PARTNERSHIP 0.01% of their portfolio BOSTON, MA 237,203237.2k $7.2m $7.2m 0.01% Added +17.5k +17,524
41 Cerity Partners LLC 0.05% of their portfolio NEW YORK, NY 235,442235.4k $7.2m $7.2m 0.05% Added +215.8k +215,837
42 ADVOCATE GROUP LLC 1.48% of their portfolio MINNETONKA, MN 225,248225.2k $6.9m $6.9m 1.48% Added +7.2k +7,154
43 Ethic Inc. 0.37% of their portfolio NEW YORK, NY 224,022224.0k $6.8m $6.8m 0.37% Added +39.0k +38,991
44 SHUFRO ROSE & CO LLC 0.55% of their portfolio NEW YORK, NY 212,914212.9k $6.5m $6.5m 0.55% Reduced -1.2k -1,242
45 OPPENHEIMER & CO INC 0.14% of their portfolio NEW YORK, NY 206,912206.9k $6.3m $6.3m 0.14% Reduced -1.6k -1,558
46 OSAIC HOLDINGS, INC. 0.01% of their portfolio SCOTTSDALE, AZ 193,623193.6k $5.9m $5.9m 0.01% Added +15.7k +15,673
47 Motley Fool Wealth Management, LLC 0.39% of their portfolio ALEXANDRIA, VA 183,812183.8k $5.6m $5.6m 0.39% Reduced -5.9k -5,865
48 BLAIR WILLIAM & CO/IL 0.02% of their portfolio CHICAGO, IL 178,301178.3k $5.4m $5.4m 0.02% Added +31.8k +31,770
49 NATIONAL BANK OF CANADA /FI/ 0.01% of their portfolio MONTREAL, A8 171,187171.2k $5.2m $5.2m 0.01% Added +161.9k +161,914
50 PNC Financial Services Group, Inc. 0.00% of their portfolio Pittsburgh, PA 170,579170.6k $5.2m $5.2m 0.00% Reduced -8.4k -8,407
51 LPL Financial LLC 0.00% of their portfolio FORT MILL, SC 168,613168.6k $5.1m $5.1m 0.00% Added +29.7k +29,688
52 Addenda Capital Inc. 0.22% of their portfolio MONTREAL, A8 166,370166.4k $5.1m $5.1m 0.22% Reduced -2.2k -2,159
53 Portland Global Advisors LLC 0.92% of their portfolio PORTLAND, ME 164,459164.5k $5.0m $5.0m 0.92% Added +4.5k +4,471
54 Murphy Pohlad Asset Management LLC 1.98% of their portfolio EDEN PRAIRIE, MN 158,590158.6k $4.8m $4.8m 1.98% Added +3.6k +3,575
55 PRICE T ROWE ASSOCIATES INC /MD/ 0.00% of their portfolio BALTIMORE, MD 154,004154.0k $4.7m $4.7m 0.00% Added +10.5k +10,476
56 JAMES INVESTMENT RESEARCH, INC. 0.65% of their portfolio ALPHA, OH 152,197152.2k $4.6m $4.6m 0.65% Reduced -9.2k -9,161
57 Balyasny Asset Management L.P. 0.02% of their portfolio Chicago, IL 150,107150.1k $4.6m $4.6m 0.02% New
58 AZZAD ASSET MANAGEMENT INC /ADV 0.72% of their portfolio FALLS CHURCH, VA 148,535148.5k $4.5m $4.5m 0.72% Reduced -75.3k -75,316
59 O'SHAUGHNESSY ASSET MANAGEMENT, LLC 0.07% of their portfolio Stamford, CT 144,146144.1k $4.4m $4.4m 0.07% Added +18.3k +18,293
60 AMERICAN CENTURY COMPANIES INC 0.00% of their portfolio KANSAS CITY, MO 140,953141.0k $4.3m $4.3m 0.00% Added +12.4k +12,445
61 SUSQUEHANNA FUNDAMENTAL INVESTMENTS, LLC 0.07% of their portfolio BALA CYNWYD, PA 139,751139.8k $4.3m $4.3m 0.07% Reduced -166.7k -166,735
62 Carmel Capital Management L.L.C. 2.49% of their portfolio CARMEL, CA 132,390132.4k $4.0m $4.0m 2.49% Added +2.2k +2,200
63 Hudson Value Partners, LLC 2.47% of their portfolio PALM BEACH, FL 131,869131.9k $4.0m $4.0m 2.47% Added +746 +746
64 M&T Bank Corp 0.02% of their portfolio BUFFALO, NY 125,128125.1k $3.8m $3.8m 0.02% Added +3.2k +3,203
65 BEDDOW CAPITAL MANAGEMENT INC 1.94% of their portfolio JACKSON, WY 124,787124.8k $3.8m $3.8m 1.94% Added +1.3k +1,275
66 Moors & Cabot, Inc. 0.26% of their portfolio BOSTON, MA 123,679123.7k $3.8m $3.8m 0.26% Reduced -5.0k -5,034
67 SCOTIA CAPITAL INC. 0.03% of their portfolio TORONTO, A6 121,443121.4k $3.7m $3.7m 0.03% Reduced -1.4k -1,422
68 Twin Tree Management, LP 0.11% of their portfolio DALLAS, TX 120,252120.3k $3.7m $3.7m 0.11% New
69 MARATHON CAPITAL MANAGEMENT 0.96% of their portfolio Hunt Valley, MD 114,815114.8k $3.5m $3.5m 0.96% Reduced -1.0k -1,034
70 NorthCrest Asset Manangement, LLC 0.20% of their portfolio PLYMOUTH, MN 113,678113.7k $3.5m $3.5m 0.20% Reduced -5.0k -4,965
71 Dorsey Wright & Associates 1.00% of their portfolio PASADENA, CA 112,313112.3k $3.4m $3.4m 1.00% First filing
72 Squarepoint Ops LLC 0.02% of their portfolio NEW YORK, NY 107,449107.4k $3.3m $3.3m 0.02% New
73 US BANCORP \DE\ 0.01% of their portfolio MINNEAPOLIS, MN 106,654106.7k $3.2m $3.2m 0.01% Added +1.5k +1,513
74 J.P. Morgan Private Wealth Advisors LLC 0.01% of their portfolio SAN FRANCISCO, CA 104,292104.3k $3.2m $3.2m 0.01% Reduced -25.1k -25,117
75 COMMONWEALTH EQUITY SERVICES, LLC 0.01% of their portfolio WALTHAM, MA 102,077102.1k $3.1m $3.1m 0.01% Added +3.8k +3,792
76 Mariner, LLC 0.01% of their portfolio Overland Park, KS 102,028102.0k $3.1m $3.1m 0.01% Added +19.9k +19,858
77 Bleakley Financial Group, LLC 0.11% of their portfolio PARSIPPANY, NJ 100,983101.0k $3.1m $3.1m 0.11% First filing
78 STRATEGY ASSET MANAGERS LLC 0.77% of their portfolio PASADENA, CA 99,19099.2k $3.0m $3.0m 0.77% Added +1.0k +1,021
79 Orion Porfolio Solutions, LLC 0.06% of their portfolio OMAHA, NE 97,73697.7k $3.0m $3.0m 0.06% Reduced -17.6k -17,601
80 LOGAN CAPITAL MANAGEMENT INC 0.15% of their portfolio Newtown Square, PA 97,07497.1k $3.0m $3.0m 0.15% Added +3.9k +3,858
81 GABELLI FUNDS LLC 0.02% of their portfolio Rye, NY 93,75093.8k $2.9m $2.9m 0.02% Reduced -1.8k -1,800
82 SHELTON CAPITAL MANAGEMENT 0.30% of their portfolio Denver, CO 93,50093.5k $2.8m $2.8m 0.30% Reduced -23.1k -23,100
83 Smith Salley Wealth Management 0.24% of their portfolio GREENSBORO, NC 93,00293.0k $2.8m $2.8m 0.24% Reduced -161 -161
84 Mirae Asset Global Investments Co., Ltd. 0.01% of their portfolio SEOUL, M5 92,12292.1k $2.8m $2.8m 0.01% New
85 MERCER GLOBAL ADVISORS INC /ADV 0.01% of their portfolio DENVER, CO 89,12989.1k $2.7m $2.7m 0.01% Added +10.2k +10,245
86 Cardinal Capital Management 0.56% of their portfolio RALEIGH, NC 87,03087.0k $2.7m $2.7m 0.56% Reduced -749 -749
87 Federation des caisses Desjardins du Quebec 0.03% of their portfolio LEVIS, A8 86,10686.1k $2.6m $2.6m 0.03% Added +24.6k +24,645
88 Front Row Advisors LLC 1.30% of their portfolio TIBURON, CA 82,85682.9k $2.5m $2.5m 1.30% Reduced -2.4k -2,431
89 JPMORGAN CHASE & CO 0.00% of their portfolio NEW YORK, NY 82,10782.1k $2.5m $2.5m 0.00% Reduced -6.5k -6,515
90 Janney Montgomery Scott LLC 0.01% of their portfolio PHILADELPHIA, PA 80,04680.0k $2.4m $2.4m 0.01% Reduced -8.0k -8,010
91 Vestmark Advisory Solutions, Inc. 0.11% of their portfolio Wakefield, MA 77,32477.3k $2.4m $2.4m 0.11% Reduced -10.9k -10,863
92 PATHSTONE FAMILY OFFICE, LLC 0.02% of their portfolio ENGLEWOOD, NJ 74,66874.7k $2.1m $2.1m 0.02% Added +5.5k +5,458
93 RITHOLTZ WEALTH MANAGEMENT 0.13% of their portfolio NEW YORK, NY 74,46674.5k $2.3m $2.3m 0.13% Added +26.4k +26,388
94 Advisors Asset Management, Inc. 0.05% of their portfolio Monument, CO 74,05474.1k $2.3m $2.3m 0.05% Reduced -1.8k -1,788
95 REGIONS FINANCIAL CORP 0.02% of their portfolio BIRMINGHAM, AL 71,34271.3k $2.2m $2.2m 0.02% Reduced -14.6k -14,564
96 Legacy Wealth Asset Management, LLC 0.82% of their portfolio WOODBURY, MN 70,81370.8k $2.2m $2.2m 0.82% Added +202 +202
97 DIMENSIONAL FUND ADVISORS LP 0.00% of their portfolio AUSTIN, TX 69,89969.9k $2.1m $2.1m 0.00% Added +2.4k +2,417
98 NAPLES GLOBAL ADVISORS, LLC 0.27% of their portfolio NAPLES, FL 69,30069.3k $2.1m $2.1m 0.27% Added +1.0k +1,000
99 NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 0.00% of their portfolio MILWAUKEE, WI 68,39268.4k $2.1m $2.1m 0.00% Added +2.1k +2,084
100 Freedom Investment Management, Inc. 0.23% of their portfolio SOUTH WINDSOR, CT 68,14968.1k $2.1m $2.1m 0.23% Reduced -7.0k -7,024