WELLINGTON SHIELDS & CO., LLC

New York, United States · CRD 149021

SEC-registered investment adviser since 2010 · limited liability company. It files no 13F, so there are no holdings to show.

Assets managed$546.0m
Main clients (by assets)High net worth individuals 77%, Individuals 14%, Companies 7%
Websitewellingtonshields.com
Form ADV · 2026-03-17SEC adviser record

Kindwealth
Others nearbyNew York, NY, Thomasville, GA, Shelburne Falls, MA
FamilyWellington Shields & Co., LLC · 3 related pages · largest: Wellington Shields & Co., LLC

As an employer

Staff (Form ADV)25 · 15 in investment roles
Offices in1 country

Where they work

people there (dot area)number not reportedmain officeHover or tap a dot. Australian and UK companies are placed at their business or registered address, with their staff across the whole country.

Offices

From Form ADV: the main office and the other offices where it does advisory work (at most the 25 largest), with the people doing investment work at each. “About” is worked out: the firm's investment staff less its other offices. Each city links to the other managers there.

City	Country	People
New York, NY (main office)United States	United States	about 9
Shelburne Falls, MAUnited States	United States	3
Thomasville, GAUnited States	United States	3

Map: places from GeoNames (CC BY 4.0), outlines from Natural Earth.