FLAHERTY & CRUMRINE INCORPORATED

Pasadena, United States · CRD 105499

SEC-registered investment adviser since 1983 · corporation. It files no 13F, so there are no holdings to show.

Assets managed$4.1bn
Main clients (by assets)Mutual funds and ETFs 75%, Insurers 20%, Private funds 3%
Websiteflahertycrumrine.com
Form ADV · 2026-03-25SEC adviser record

Kindmutual funds
Others nearbyPasadena, CA, Summit, NJ

As an employer

Staff (Form ADV)14 · 8 in investment roles
Offices in1 country

Where they work

people there (dot area)number not reportedmain officeHover or tap a dot. Australian and UK companies are placed at their business or registered address, with their staff across the whole country.

Offices

From Form ADV: the main office and the other offices where it does advisory work (at most the 25 largest), with the people doing investment work at each. “About” is worked out: the firm's investment staff less its other offices. Each city links to the other managers there.

City	Country	People
Pasadena, CA (main office)United States	United States	about 4
Summit, NJUnited States	United States	4

Map: places from GeoNames (CC BY 4.0), outlines from Natural Earth.