Client First Investment Management LLC

West Bend, WI · CIK 2018284 · 13F filing filed 2026-07-09

SEC-registered investment adviser since 2022 · limited liability company

Assets managed$271.9m
Staff16 · 6 in investment roles
Main clients (by assets)Mutual funds and ETFs 63%, Individuals 21%, High net worth individuals 15%
Form ADV · 2026-02-11SEC adviser record

Kindmutual funds
Others nearbyWest Bend, WI, Charlotte, NC

As an employer

Offices in1 country

Where they work

people there (dot area)number not reportedmain officeHover or tap a dot. Australian and UK companies are placed at their business or registered address, with their staff across the whole country.

Offices

From Form ADV: the main office and the other offices where it does advisory work (at most the 25 largest), with the people doing investment work at each. “About” is worked out: the firm's investment staff less its other offices. Each city links to the other managers there.

City	Country	People
West Bend, WI (main office)United States	United States	about 5
Charlotte, NCUnited States	United States	1

Map: places from GeoNames (CC BY 4.0), outlines from Natural Earth.

$237.3m reported value +23.4% vs Q1 2026

28positions

87.4%in top 10

20 new 3 added 4 reduced 8 sold out vs Q1 2026

Also in the report of:

EXCHANGE TRADED CONCEPTS, LLC

Shares in two reports are counted once in each security's totals.

Holdings, Q2 2026

The small lines show how much was held over the last 4 quarters (adjusted for stock splits).

#	Security	Ticker	Shares	Value	% of portfolio	Change	Shares change
1	SERIES PORTFOLIOS TR ADAPTIV SELECT ADPV	ADPV	2,465,652	$119.1m50.20%	50.20%	Added +83.9k	+83,934 3.5%
2	PROSHARES TR PSHS ULT S&P 500 SSO	SSO	544,551	$36.7m15.46%	15.46%	Added +426.5k	+426,494 361.3%
3	EA SERIES TRUST ALPHA ARCH 1-3 BOXX	BOXX	154,198	$18.1m7.61%	7.61%	Reduced -252.7k	-252,668 -62.1%
4	PROSHARES TR PSHS ULTRUSS2000 UWM	UWM	119,587	$8.0m3.39%	3.39%	New
5	PGIM ETF TR PGIM ULTRA SH BD PULS	PULS	146,204	$7.2m3.05%	3.05%	Reduced -15.7k	-15,676 -9.7%
6	DIREXION SHS ETF TR DLY SCOND 3XBU SOXL	SOXL	15,022	$4.0m1.69%	1.69%	New
7	ISHARES TR FALN ANGLS USD FALN	FALN	139,127	$3.8m1.60%	1.60%	New
8	VIRTUS ETF TR II STONE HARBOR EMG VEMY	VEMY	130,099	$3.8m1.58%	1.58%	New
9	PACER FDS TR PAC ASSET FLTG FLRT	FLRT	75,741	$3.5m1.49%	1.49%	New
10	CALAMOS ETF TR CONVERTIBLE EQTY CVRT	CVRT	62,004	$3.2m1.34%	1.34%	New
11	SERIES PORTFOLIOS TR ELDRIDGE BBB B CLOZ	CLOZ	112,467	$3.0m1.25%	1.25%	New
12	INVESTMENT MANAGERS SER TR I TRADR 2X LONG NEBX	NEBX	49,971	$2.9m1.24%	1.24%	New
13	ELI LILLY & CO COM LLY	LLY	2,286	$2.7m1.16%	1.16%	Added +3	+3 0.1%
14	TIDAL TRUST III VIST ARTI IN ETF AIS	AIS	30,921	$2.6m1.11%	1.11%	New
15	ARK ETF TR GENOMIC REV ETF ARKG	ARKG	61,321	$2.6m1.09%	1.09%	New
16	PROSHARES TR PSHS ULTRA QQQ QLD	QLD	23,771	$2.3m0.97%	0.97%	New
17	TEMA ETF TRUST AMERICAN RESH WELD	WELD	35,965	$2.3m0.95%	0.95%	New
18	INVESTMENT MANAGERS SER TR I TRADR 2X LONG LABX	LABX	6,900	$1.5m0.64%	0.64%	New
19	MICROSOFT CORP COM MSFT	MSFT	3,445	$1.3m0.54%	0.54%	Reduced -550	-550 -13.8%
20	DIREXION SHS ETF TR DLY S&P500 2XS SPUU	SPUU	5,849	$1.3m0.53%	0.53%	New
21	INVESTMENT MANAGERS SER TR I TRADR 2X BE ETF BEX	BEX	20,466	$1.2m0.52%	0.52%	New
22	VANECK ETF TRUST CHINA BOND ETF CBON	CBON	48,632	$1.2m0.49%	0.49%	New
23	PROSHARES TR PSHS ULT SEMICDT USD	USD	10,756	$1.1m0.47%	0.47%	New
24	GRANITESHARES ETF TR GRANITE 2X LONG AMDL	AMDL	13,258	$1.1m0.46%	0.46%	New
25	JANUS DETROIT STR TR HENDRSON AAA CL JAAA	JAAA	18,053	$911.5k0.38%	0.38%	New
26	J P MORGAN EXCHANGE TRADED F INCOME ETF JPIE	JPIE	19,771	$910.5k0.38%	0.38%	New
27	SPDR SER TR BLOOMBERG 1-3 MO BIL	BIL	6,533	$598.7k0.25%	0.25%	Reduced -2	-2 -0.0%
28	VISA INC COM CL A V	V	1,015	$348.2k0.15%	0.15%	Unchanged

Sold out since Q1 2026

Security	Ticker	Shares held before	Value then
PROSHARES TR SDS	SDS	105,390	$7.9m105.4k shares
SELECT SECTOR SPDR TR XLP	XLP	68,738	$5.6m68.7k shares
PROSHARES TR DIG	DIG	65,354	$4.4m65.4k shares
PROSHARES TR QID	QID	104,613	$2.4m104.6k shares
DIREXION SHS ETF TR PLTD	PLTD	310,184	$2.3m310.2k shares
SELECT SECTOR SPDR TR XLU	XLU	41,208	$1.9m41.2k shares
DIREXION SHARES ETF TRUST QQQD	QQQD	70,434	$1.0m70.4k shares
GRANITESHARES ETF TR NVD	NVD	58,683	$443.1k58.7k shares