Vault-13

GUARDIAN WEALTH ADVISORS, LLC / NC

RALEIGH, NC · CIK 1901403 · 13F filing filed 2022-11-14

SEC-registered investment adviser since 2020 · limited liability company

$536.6m reported value
352positions
64.1%in top 10
—no comparable previous quarter

Holdings, Q3 2022

The small lines show how much was held over the last 4 quarters (adjusted for stock splits).

#SecurityTickerShares Value% of portfolioChangeShares change
1 ETF SER SOLUTIONS APTUS DEFINED DRSK DRSK 4,026,670 $102.2m19.05% 19.05% —
2 ETF SER SOLUTIONS APTUS COLLRD INV ACIO ACIO 2,406,913 $67.6m12.61% 12.61% —
3 ETF SER SOLUTIONS APTUS DRAWDOWN ADME ADME 1,582,523 $52.7m9.83% 9.83% —
4 ETF SER SOLUTIONS OPUS SML CP VL OSCV OSCV 1,075,623 $30.5m5.69% 5.69% —
5 FIRST TR EXCHANGE-TRADED FD CAP STRENGTH ETF FTCS FTCS 275,931 $18.3m3.42% 3.42% —
6 ETF SER SOLUTIONS APTUS INT ENH YL IDUB IDUB 932,481 $16.6m3.09% 3.09% —
7 LISTED FD TR HORIZON KINETICS INFL INFL 575,943 $16.0m2.99% 2.99% —
8 FIRST TR EXCHANGE TRADED FD RISNG DIVD ACHIV RDVY RDVY 361,202 $14.0m2.62% 2.62% —
9 PACER FDS TR US CASH COWS 100 COWZ COWZ 337,451 $13.8m2.58% 2.58% —
10 APPLE INC COM AAPL AAPL 86,776 $12.0m2.24% 2.24% —
11 SCHWAB STRATEGIC TR US LRG CAP ETF SCHX SCHX 269,737 $11.4m2.13% 2.13% —
12 SPDR S&P 500 ETF TR TR UNIT SPY SPY 23,201 $8.3m1.55% 1.55% —
13 VANGUARD INDEX FDS S&P 500 ETF SHS VOO VOO 22,787 $7.5m1.40% 1.40% —
14 MICROSOFT CORP COM MSFT MSFT 31,311 $7.3m1.36% 1.36% —
15 PROSHARES TR SHORT S&P 500 NE SH SH 376,708 $6.5m1.21% 1.21% —
16 SPDR SERIES TRUST PORTFOLIO S&P500 SPYM SPYM 154,891 $6.5m1.21% 1.21% —
17 VANGUARD SPECIALIZED FUNDS DIV APP ETF VIG VIG 29,124 $3.9m0.73% 0.73% —
18 AMAZON COM INC COM AMZN AMZN 31,432 $3.6m0.66% 0.66% —
19 ALPHABET INC CAP STK CL A GOOGL GOOGL 35,476 $3.4m0.63% 0.63% —
20 TESLA INC COM TSLA TSLA 12,486 $3.3m0.62% 0.62% —
21 J P MORGAN EXCHANGE TRADED F EQUITY PREMIUM JEPI JEPI 62,689 $3.2m0.60% 0.60% —
22 TRUIST FINL CORP COM TFC TFC 61,933 $2.7m0.50% 0.50% —
23 UNITEDHEALTH GROUP INC COM UNH UNH 5,278 $2.7m0.50% 0.50% —
24 NVIDIA CORPORATION COM NVDA NVDA 19,172 $2.3m0.43% 0.43% —
25 BERKSHIRE HATHAWAY INC DEL CL B NEW BRK.B BRK.B 8,354 $2.2m0.42% 0.42% —
26 PROCTER AND GAMBLE CO COM PG PG 17,551 $2.2m0.41% 0.41% —
27 JPMORGAN CHASE & CO COM JPM JPM 21,083 $2.2m0.41% 0.41% —
28 PFIZER INC COM PFE PFE 48,763 $2.1m0.40% 0.40% —
29 EATON VANCE TAX-MANAGED DIVE COM XETYX XETYX 192,355 $2.1m0.39% 0.39% —
30 PROSHARES TR PSHS SHORT DOW30 DOG DOG 47,611 $1.8m0.34% 0.34% —
31 INVESCO EXCH TRD SLF IDX FD BULSHS 2022 CB BSCM BSCM 82,237 $1.7m0.32% 0.32% —
32 FIRST TR EXCHANGE TRAD FD VI FST TR GLB FD FTGC FTGC 68,537 $1.7m0.32% 0.32% —
33 SPDR DOW JONES INDL AVERAGE UT SER 1 DIA DIA 6,019 $1.7m0.32% 0.32% —
34 INVESCO ACTIVELY MANAGED EXC VAR RATE INVT VRIG VRIG 68,939 $1.7m0.32% 0.32% —
35 INVESCO EXCH TRD SLF IDX FD BULSHS 2023 CB BULSHS 2023 CB 80,878 $1.7m0.31% 0.31% —
36 BROADCOM INC COM AVGO AVGO 3,685 $1.6m0.30% 0.30% —
37 HOME DEPOT INC COM HD HD 5,914 $1.6m0.30% 0.30% —
38 SPDR SER TR PRTFLO S&P500 HI SPYD SPYD 45,287 $1.6m0.30% 0.30% —
39 PIONEER NAT RES CO COM PXD PXD 7,143 $1.5m0.29% 0.29% —
40 ISHARES TR RUSSELL 2000 ETF IWM IWM 9,341 $1.5m0.29% 0.29% —
41 JOHNSON & JOHNSON COM JNJ JNJ 9,299 $1.5m0.28% 0.28% —
42 FIRST TR NAS100 EQ WEIGHTED SHS QQEW QQEW 18,127 $1.5m0.28% 0.28% —
43 SPROTT PHYSICAL SILVER TR TR UNIT PSLV PSLV 222,670 $1.5m0.27% 0.27% —
44 ISHARES TR RUS 1000 ETF IWB IWB 7,429 $1.5m0.27% 0.27% —
45 VISA INC COM CL A V V 8,096 $1.4m0.27% 0.27% —
46 NORFOLK SOUTHN CORP COM NSC NSC 6,637 $1.4m0.26% 0.26% —
47 FIRST TR EXCHNG TRADED FD VI VEST BUFFERED BUFT BUFT 76,310 $1.4m0.26% 0.26% —
48 VANGUARD INDEX FDS MID CAP ETF VO VO 7,139 $1.3m0.25% 0.25% —
49 ELI LILLY & CO COM LLY LLY 3,913 $1.3m0.24% 0.24% —
50 BANK AMERICA CORP COM BAC BAC 41,172 $1.2m0.23% 0.23% —
51 J P MORGAN EXCHANGE TRADED F CORE PLUS BD ETF JCPB JCPB 26,830 $1.2m0.23% 0.23% —
52 WALMART INC COM WMT WMT 9,350 $1.2m0.23% 0.23% —
53 DOLLAR GEN CORP NEW COM DG DG 4,976 $1.2m0.22% 0.22% —
54 BROADRIDGE FINL SOLUTIONS IN COM BR BR 8,191 $1.2m0.22% 0.22% —
55 INVESCO QUALITY MUN INCOME T COM IQI IQI 127,920 $1.2m0.22% 0.22% —
56 ALPS ETF TR ALERIAN MLP AMLP AMLP 31,153 $1.1m0.21% 0.21% —
57 CHEMED CORP NEW COM CHE CHE 2,563 $1.1m0.21% 0.21% —
58 ROPER TECHNOLOGIES INC COM ROP ROP 3,110 $1.1m0.21% 0.21% —
59 COSTCO WHSL CORP NEW COM COST COST 2,305 $1.1m0.20% 0.20% —
60 INVESCO EXCHANGE TRADED FD T AEROSPACE DEFN PPA PPA 16,617 $1.1m0.20% 0.20% —
61 J P MORGAN EXCHANGE TRADED F ULTRA SHRT ETF JPST JPST 20,535 $1.0m0.19% 0.19% —
62 VANGUARD INDEX FDS TOTAL STK MKT VTI VTI 5,623 $1.0m0.19% 0.19% —
63 ETF SER SOLUTIONS DEFIANCE NEXT UFOX UFOX 34,865 $994.0k0.19% 0.19% —
64 CHEVRON CORP NEW COM CVX CVX 6,865 $986.0k0.18% 0.18% —
65 COPART INC COM CPRT CPRT 9,221 $981.0k0.18% 0.18% —
66 VANGUARD BD INDEX FDS TOTAL BND MRKT BND BND 13,530 $965.0k0.18% 0.18% —
67 DUKE ENERGY CORP NEW COM NEW DUK DUK 10,143 $943.0k0.18% 0.18% —
68 FIRST TR EXCHANGE TRADED FD INDXX NEXTG ETF NXTG NXTG 16,412 $914.0k0.17% 0.17% —
69 FIRST TR EXCHNG TRADED FD VI VEST BUFFERED BUFG BUFG 54,158 $914.0k0.17% 0.17% —
70 ABBVIE INC COM ABBV ABBV 6,469 $868.0k0.16% 0.16% —
71 FIDELITY NATL INFORMATION SV COM FIS FIS 11,411 $862.0k0.16% 0.16% —
72 SOUTHERN CO COM SO SO 12,546 $853.0k0.16% 0.16% —
73 ADOBE INC COM ADBE ADBE 3,014 $829.0k0.15% 0.15% —
74 LOWES COS INC COM LOW LOW 4,260 $800.0k0.15% 0.15% —
75 FIRST TR EXCHANGE-TRADED FD FIRST TR ENH NEW FTSM FTSM 13,373 $795.0k0.15% 0.15% —
76 OWENS CORNING NEW COM OC OC 10,000 $786.0k0.15% 0.15% —
77 MCDONALDS CORP COM MCD MCD 3,378 $780.0k0.15% 0.15% —
78 PEPSICO INC COM PEP PEP 4,749 $775.0k0.14% 0.14% —
79 PULTE GROUP INC COM PHM PHM 20,332 $766.0k0.14% 0.14% —
80 HERSHEY CO COM HSY HSY 3,419 $754.0k0.14% 0.14% —
81 EXXON MOBIL CORP COM XOM XOM 8,608 $752.0k0.14% 0.14% —
82 QUALCOMM INC COM QCOM QCOM 6,625 $748.0k0.14% 0.14% —
83 BROADSTONE NET LEASE INC COM BNL BNL 47,304 $747.0k0.14% 0.14% —
84 GRANITESHARES GOLD TR SHS BEN INT BAR BAR 45,177 $744.0k0.14% 0.14% —
85 FIRST TR EXCHANGE TRADED FD CLOUD COMPUTING SKYY SKYY 12,231 $739.0k0.14% 0.14% —
86 NEXTERA ENERGY INC COM NEE NEE 9,374 $735.0k0.14% 0.14% —
87 VANGUARD SCOTTSDALE FDS SHRT TRM CORP BD VCSH VCSH 8,950 $665.0k0.12% 0.12% —
88 PROSHARES TR K1 FRE CRD OIL OILK OILK 15,993 $661.0k0.12% 0.12% —
89 COCA COLA CO COM KO KO 11,397 $643.0k0.12% 0.12% —
90 VERIZON COMMUNICATIONS INC COM VZ VZ 16,916 $642.0k0.12% 0.12% —
91 MERCK & CO INC COM MRK MRK 7,356 $639.0k0.12% 0.12% —
92 MCKESSON CORP COM MCK MCK 1,745 $594.0k0.11% 0.11% —
93 GOLDMAN SACHS GROUP INC COM GS GS 1,994 $584.0k0.11% 0.11% —
94 MASTERCARD INCORPORATED CL A MA MA 2,012 $572.0k0.11% 0.11% —
95 TARGET CORP COM TGT TGT 3,819 $567.0k0.11% 0.11% —
96 ABBOTT LABS COM ABT ABT 5,828 $564.0k0.11% 0.11% —
97 PGIM ETF TR PGIM ULTRA SH BD PULS PULS 10,983 $539.0k0.10% 0.10% —
98 ARK ETF TR INNOVATION ETF ARKK ARKK 14,253 $538.0k0.10% 0.10% —
99 ISHARES TR RUS MID CAP ETF IWR IWR 8,562 $532.0k0.10% 0.10% —
100 BRISTOL-MYERS SQUIBB CO COM BMY BMY 7,462 $530.0k0.10% 0.10% —