B. Riley Securities, Inc.
Los Angeles, CA · CIK 1505748 · 13F filing filed 2023-11-13
- Legal entityB. RILEY SECURITIES, INC. (US)
For Q3 2023 this manager filed a 13F notice: its holdings were reported by another manager.
Stakes above 5%
Companies where this manager has reported owning more than 5% of a class of shares, on Schedule 13D (may seek influence) or 13G (passive): its latest filing for each, from 19 Dec 2024 on.
| Company | Stake |
|---|---|
| BABCOCK & WILCOX ENTERPRIS I BW · 13D · filed 2025-04-02 | 15.8% |
Trades reported as a company insider in Q3 2023
Owning 10% or more of a company, or having someone on its board, makes this manager an insider there: it reports its trades in that company's shares on Form 4 within two business days. Open-market and private purchases and sales only.
| Date | Company | Trade | Value |
|---|---|---|---|
| 2023-08-04 | ALTA EQUIPMENT GROUP INC 10% owner · By BRF Investments, LLC | Sold | $5.4m330.0k shares |
| 2023-07-21 | ALTA EQUIPMENT GROUP INC 10% owner · By BRF Investments, LLC | Sold | $35.8m2.2m shares |