Vault-13

Cowen Investment Management LLC

NEW YORK, NY · CIK 1475770 · 13F filing filed 2025-05-15

No investment adviser registration (Form ADV) found for this filer. It may be a parent company whose subsidiaries are the registered advisers, a bank or insurer, or a manager based outside the US.

Other 13F filers in this group: TORONTO DOMINION BANK last filed Q2 2026, TD Waterhouse Canada Inc. last filed Q2 2026, TD PRIVATE CLIENT WEALTH LLC last filed Q2 2026, TD SECURITIES INC last filed Q2 2026, Cowen Financial Products LLC last filed Q3 2025, TD GROUP US HOLDINGS LLC last filed Q4 2024

$0 reported value -100.0% vs Q4 2024
1positions
—in top 10
1 new 0 added 0 reduced 1 sold out vs Q4 2024

Holdings, Q1 2025

The small lines show how much was held over the last 4 quarters (adjusted for stock splits).

#SecurityTickerShares Value% of portfolioChangeShares change
1 N/A 0 0 0 $0— — NewShares held: Q2 2024 0, Q3 2024 0, Q4 2024 0, Q1 2025 0

Sold out since Q4 2024

SecurityTickerShares held beforeValue then
LLOYDS BANKING GROUP PLC LYG LYG 4,421,183 $12.0m4.4m shares