Spectrum Asset Management, Inc.
STAMFORD, CT · CIK 1318293 · 13F filing filed 2026-08-04
SEC-registered investment adviser since 1987 · corporation
- Assets managed$18.3bn
- Staff27 · 14 in investment roles
- Main clients (by assets)Mutual funds and ETFs 44%, Companies 30%, Private funds 24%
- Private funds1 · $33.3m gross assets
- Websitesamipfd.com
- Form ADV · 2026-08-05SEC adviser record
- Legal entitySPECTRUM ASSET MANAGEMENT, INC. (US)
- Part of PRINCIPAL FINANCIAL GROUP, INC. (US)
Other 13F filers in this group: PRINCIPAL FINANCIAL GROUP INC $203.6bn, PRINCIPAL SECURITIES, INC. $8.3bn, PRINCIPAL FINANCIAL SERVICES INC files a notice, PRINCIPAL GLOBAL INVESTORS files a notice, PRINCIPAL REAL ESTATE INVESTORS LLC files a notice
$69.6m
reported value
+39.1% vs Q1 2026
4positions
100.0%in top 10
0 new
2 added
0 reduced
0 sold out
vs Q1 2026
This report includes the holdings of 1 other manager that shares the investment decisions:
- SEI INVESTMENTS MANAGEMENT CORP – reports through this filing
Shares in two reports are counted once in each security's totals.
Holdings, Q2 2026
The small lines show how much was held over the last 4 quarters (adjusted for stock splits).
| Security | Value | Change |
|---|---|---|
| INVESCO EXCH TRADED FD TR II PGX | $53.7m77.11% | Added +1.1m |
| INVESCO EXCH TRADED FD TR II VRP | $10.8m15.56% | Added +339.7k |
| WELLS FARGO CO NEW WFC 7.5 PERP L | $4.0m5.71% | Unchanged |
| BANK AMERICA CORP BAC 7.25 PERP L | $1.1m1.62% | Unchanged |