Avantax Planning Partners, Inc.
DUBUQUE, IA · CIK 1005441 · 13F filing filed 2022-10-14
SEC-registered investment adviser since 1996 · corporation
- Assets managed$7.6bn
- Staff261 · 200 in investment roles
- Main clients (by assets)High net worth individuals 47%, Pension plans 29%, Individuals 21%
- Form ADV · 2026-06-18SEC adviser record
- Kindwealth
- Others nearbyDubuque, IA, Rapid City, SD, Parsippany, NJ, El Segundo, CA, Mars, PA, Coppell, TX
As an employer
- Offices in1 country
Where they work
Offices
From Form ADV: the main office and the other offices where it does advisory work (at most the 25 largest), with the people doing investment work at each. “About” is worked out: the firm's investment staff less its other offices. Each city links to the other managers there.
| City | People |
|---|---|
| Dubuque, IA (main office)United States | 13 |
| Rapid City, SDUnited States | 13 |
| Parsippany, NJUnited States | 11 |
| El Segundo, CAUnited States | 9 |
| Seven Fields, PAUnited States | 8 |
| Dallas, TXUnited States | 7 |
| Algona, IAUnited States | 6 |
| Roseville, MNUnited States | 6 |
| Lafayette, LAUnited States | 5 |
| Baytown, TXUnited States | 4 |
| Danville, CAUnited States | 4 |
| Davenport, IAUnited States | 4 |
13 more cities
| Evansville, INUnited States | 4 |
| Indianapolis, INUnited States | 4 |
| Oxnard, CAUnited States | 4 |
| Pella, IAUnited States | 4 |
| Somerset, KYUnited States | 4 |
| Des Moines, IAUnited States | 3 |
| Great Falls, MTUnited States | 3 |
| Independence, OHUnited States | 3 |
| New Iberia, LAUnited States | 3 |
| Oak Brook, ILUnited States | 3 |
| Platteville, WIUnited States | 3 |
| Saginaw, MIUnited States | 3 |
| Urbandale, IAUnited States | 3 |
Map: places from GeoNames (CC BY 4.0), outlines from Natural Earth.
$2.2bn
reported value
347positions
61.9%in top 10
—no comparable previous quarter
Holdings, Q3 2022
The small lines show how much was held over the last 4 quarters (adjusted for stock splits).
| Security | Value | Change |
|---|---|---|
| SCHWAB STRATEGIC TR SCHG | $335.8m15.13% | — |
| SCHWAB STRATEGIC TR SCHV | $302.3m13.61% | — |
| SCHWAB STRATEGIC TR SCHD | $223.5m10.06% | — |
| SPDR SER TR FLRN | $132.5m5.97% | — |
| VANGUARD BD INDEX FDS BSV | $86.2m3.88% | — |
| SCHWAB STRATEGIC TR SCHZ | $78.7m3.54% | — |
| ISHARES TR IWN | $67.7m3.05% | — |
| ISHARES TR SUB | $60.9m2.74% | — |
| SPDR SER TR HYMB | $53.9m2.43% | — |
| ISHARES TR MUB | $33.1m1.49% | — |
| SCHWAB STRATEGIC TR SCHF | $31.6m1.42% | — |
| ISHARES TR IWF | $27.1m1.22% | — |
| VANGUARD SPECIALIZED FUNDS VIG | $26.3m1.19% | — |
| ISHARES TR IVW | $26.1m1.18% | — |
| SPDR SERIES TRUST SPYV | $26.1m1.17% | — |
| SPDR INDEX SHS FDS CWI | $25.2m1.13% | — |
| VANGUARD STAR FDS VXUS | $23.3m1.05% | — |
| FIRST TR EXCH TRADED FD III FMB | $23.1m1.04% | — |
| ISHARES TR IWO | $21.9m0.99% | — |
| APPLE INC AAPL | $21.1m0.95% | — |
| VANECK ETF TRUST HYD | $20.8m0.94% | — |
| ISHARES INC IEMG | $17.0m0.77% | — |
| SPDR SER TR SLYV | $15.6m0.70% | — |
| ISHARES TR IWP | $14.4m0.65% | — |
| ISHARES TR IWS | $14.0m0.63% | — |
| J P MORGAN EXCHANGE TRADED F JMUB | $12.7m0.57% | — |
| ALPS ETF TR IDOG | $12.7m0.57% | — |
| MICROSOFT CORP MSFT | $11.6m0.52% | — |
| VANGUARD INTL EQUITY INDEX F VWO | $11.4m0.51% | — |
| VANGUARD INDEX FDS VOE | $10.1m0.46% | — |
| ISHARES TR AGG | $9.7m0.44% | — |
| PIMCO ETF TR MUNI | $8.7m0.39% | — |
| VANGUARD INDEX FDS VTV | $8.6m0.39% | — |
| SPDR S&P 500 ETF TR SPY | $7.0m0.32% | — |
| WISDOMTREE TR DON | $7.0m0.31% | — |
| PROCTER AND GAMBLE CO PG | $6.7m0.30% | — |
| INVESCO EXCH TRADED FD TR II PGX | $6.5m0.29% | — |
| COCA COLA CO KO | $6.5m0.29% | — |
| PEPSICO INC PEP | $6.5m0.29% | — |
| SPDR SERIES TRUST SLYG | $6.5m0.29% | — |
| MERCK & CO INC MRK | $6.3m0.28% | — |
| THERMO FISHER SCIENTIFIC INC TMO | $6.3m0.28% | — |
| ISHARES TR ISTB | $6.2m0.28% | — |
| VANGUARD INDEX FDS VOT | $6.2m0.28% | — |
| HEARTLAND FINL USA INC HTLF | $6.0m0.27% | — |
| VANGUARD WHITEHALL FDS VYM | $5.8m0.26% | — |
| PFIZER INC PFE | $5.8m0.26% | — |
| J P MORGAN EXCHANGE TRADED F JPIB | $5.6m0.25% | — |
| EXXON MOBIL CORP XOM | $5.5m0.25% | — |
| VANGUARD INDEX FDS VBK | $5.4m0.24% | — |
| INTERNATIONAL BUSINESS MACHS IBM | $5.3m0.24% | — |
| JOHNSON & JOHNSON JNJ | $5.3m0.24% | — |
| SPDR SER TR MDYG | $5.0m0.23% | — |
| ABBVIE INC ABBV | $5.0m0.22% | — |
| ISHARES TR IWD | $4.8m0.22% | — |
| CHEVRON CORP NEW CVX | $4.8m0.22% | — |
| TEXAS INSTRS INC TXN | $4.8m0.22% | — |
| VERIZON COMMUNICATIONS INC VZ | $4.5m0.20% | — |
| HOME DEPOT INC HD | $4.5m0.20% | — |
| JPMORGAN CHASE & CO JPM | $4.4m0.20% | — |
| ISHARES TR EEM | $4.3m0.19% | — |
| TESLA INC TSLA | $4.2m0.19% | — |
| AMAZON COM INC AMZN | $4.2m0.19% | — |
| 3M CO MMM | $4.1m0.19% | — |
| BERKSHIRE HATHAWAY INC DEL BRK.B | $4.0m0.18% | — |
| BLACKROCK INC BLK | $3.9m0.18% | — |
| ISHARES TR IDV | $3.9m0.18% | — |
| MCDONALDS CORP MCD | $3.8m0.17% | — |
| VANGUARD INDEX FDS VBR | $3.7m0.17% | — |
| US BANCORP DEL USB | $3.6m0.16% | — |
| BROADCOM INC AVGO | $3.5m0.16% | — |
| ALPHABET INC GOOGL | $3.5m0.16% | — |
| LOCKHEED MARTIN CORP LMT | $3.3m0.15% | — |
| NUSHARES ETF TR NULV | $3.3m0.15% | — |
| VANGUARD WHITEHALL FDS VIGI | $3.2m0.15% | — |
| AMGEN INC AMGN | $3.2m0.14% | — |
| UNITEDHEALTH GROUP INC UNH | $3.1m0.14% | — |
| WISDOMTREE TR DHS | $3.0m0.14% | — |
| DEERE & CO DE | $3.0m0.14% | — |
| COSTCO WHSL CORP NEW COST | $3.0m0.14% | — |
| ABBOTT LABS ABT | $3.0m0.13% | — |
| ALTRIA GROUP INC MO | $3.0m0.13% | — |
| INVESCO QQQ TR QQQ | $3.0m0.13% | — |
| CISCO SYS INC CSCO | $2.8m0.13% | — |
| DUKE ENERGY CORP NEW DUK | $2.7m0.12% | — |
| VANGUARD WORLD FD VGT | $2.6m0.12% | — |
| ISHARES TR IJK | $2.6m0.12% | — |
| AUTOMATIC DATA PROCESSING IN ADP | $2.5m0.11% | — |
| PRINCIPAL FINANCIAL GROUP IN PFG | $2.5m0.11% | — |
| SPDR SER TR MDYV | $2.3m0.10% | — |
| VISA INC V | $2.2m0.10% | — |
| DANAHER CORPORATION DHR | $2.1m0.10% | — |
| TARGET CORP TGT | $2.0m0.09% | — |
| ISHARES TR IDEV | $2.0m0.09% | — |
| CITIGROUP INC C | $2.0m0.09% | — |
| NEXTERA ENERGY INC NEE | $2.0m0.09% | — |
| BLACK HILLS CORP BKH | $1.9m0.09% | — |
| ISHARES TR IXUS | $1.9m0.08% | — |
| SCHWAB STRATEGIC TR SCHP | $1.8m0.08% | — |
| VANGUARD MALVERN FDS VTIP | $1.8m0.08% | — |